Underwriting

UW Source Registration Information

The Underwriting eligibility request platform, UW Source (which also provides access to the New Issue Information Dissemination System, “NIIDS”) can be accessed by logging in through the “DTCC Web Portal”: https://portal.dtcc.com.

Registration for the UW SOURCE application is controlled through the assignment of Super Access Coordinators (“Super ACs”). The Super AC is given access to DTCC’s Customer Registration System (“CRS”) which allows the Super AC to register themselves as well as other users at their firm for UW SOURCE.

Firms that do not have a Super AC must execute a Super Access Coordinator Authorization Form for DTCC Systems and Applications for Underwriting designating at least two individuals at their firm as Super ACs. Once registered and granted the necessary entitlements by DTCC, the Super AC will be able to register and modify the registrations of other users at their firm for the UW SOURCE application.

Please note that the registration process takes up to 48 hours to complete once all required documentation is received by DTCC.

Registration Procedures for Firms without Super ACs for UW Source

Participant Registration (Firms using their Participant Account to request eligibility):

1. Establish at least two Super ACs.

- Execute a Super AC form
- Once the Super AC registration has been processed they will receive an email with login instructions and credentials from crsunmonitored@dtcc.com.

Correspondent Registration (Firms utilizing another firm’s Participant Account to request eligibility):

1. Establish at least two Super ACs.

- Execute a Super AC form Correspondent Packet
- Once the Super AC registration has been processed they will receive an email with login instructions and credentials from crsunmonitored@dtcc.com.

Registration Procedures for Participant and with Super ACs for UW Source

1. Individual users should contact the Super AC at their firm to register for the specific asset classes and environments they wish to access.

2. If their Super ACs do not have the UW Source product in CRS, they can send an email to entitlements@dtcc.com to have this product added.

Once Super ACs receives administrative rights to the UW Source application, they can then register additional users at their firms.

Please contact the Global Entitlements Management team via email to entitlements@dtcc.com with any questions.

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