LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • CMU002-17
  • Apr 04, 2017
  • FICC - CMU
  • Service Updates
  • MARKET PARTICIPANT IDs (MPIDs) TO BECOME MATCHING FIELDS ON APRIL 7, 2017 FOR CORPORATE BOND AND UIT TRADES IN NSCC’s CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
  • CMU001-17
  • Jan 18, 2017
  • FICC - CMU
  • Membership Updates
  • REMINDER - UPDATING EXECUTING BROKER IDENTIFIERS (MPIDs) FOR NSCC CORPORATE BOND AND UIT TRADES
  • CMU010-16
  • Dec 13, 2016
  • FICC - CMU
  • Service Updates
  • REQUIREMENT TO PROVIDE EXECUTING BROKER IDENTIFIERS (MPIDs) FOR NEW NSCC CORPORATE BOND AND UIT EXECUTED BY BROKER MASTERFILE OUTPUT FILE
  • CMU009-16
  • Nov 02, 2016
  • FICC - CMU
  • Service Updates
  • NEW OUTPUT FILE CONTAINING CORPORATE BOND AND UIT EXECUTING BROKER IDENTIFIERS AND IMPLEMENTATION DATE FOR EXECUTING BROKER IDENTIFIERS (MPIDs) TO BECOME MATCHING CRITERIA FOR CMU RTTM CORPORATE BOND AND UIT TRADES
  • CMU008-16
  • Oct 19, 2016
  • FICC - CMU
  • Service Updates
  • REMINDER – OCTOBER 28, 2016 PRODUCTION DATE TO MATCH NSCC REAL TIME TRADE MATCHING (RTTM) MUNICIPAL BOND TRADES BASED ON INTERDEALER TRADE VS. STEPOUT DESIGNATION
  • CMU007-16
  • Aug 12, 2016
  • FICC - CMU
  • Service Updates
  • NEW MUNICIPAL BOND WHEN ISSUE REPRICED REPORT FOR THE CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM
  • CMU006-16
  • Jun 23, 2016
  • FICC - CMU
  • Service Updates
  • TESTING AND PRODUCTION DATES FOR NSCC PLANS TO MATCH REAL TIME TRADE MATCHING (RTTM) MUNICIPAL BOND TRADES BASED ON INTERDEALER TRADE VS. STEPOUT DESIGNATION
  • CMU005-16
  • Jun 16, 2016
  • FICC - CMU
  • Service Updates
  • MARKET PARTICIPANT IDs (MPIDs) TO BECOME MATCHING FIELDS IN Q1, 2017 FOR CORPORATE BOND AND UIT TRADES IN NSCC’s CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
  • CMU004-16
  • Mar 22, 2016
  • FICC - CMU
  • Service Updates
  • NEW CMU RTTM REPORT HIGHLIGHTING BREAKS ON ‘MARKET PARTICIPANT ID’ (MPID) FOR CORPORATE BOND AND UIT TRADES IN NSCC’s CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
  • CMU003-16
  • Mar 16, 2016
  • FICC - CMU
  • Service Updates
  • NSCC PLANS TO MATCH REAL TIME TRADE MATCHING (RTTM) MUNICIPAL BOND TRADES BASED ON INTERDEALER TRADE VS. STEPOUT DESIGNATION
Doc # Date Subsidiary Category Subject
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