LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • z0174
  • Dec 02, 2018
  • FICC - CMU
  • National Day of Mourning for U.S. President George H.W. Bush
  • CMU006-18
  • Sep 18, 2018
  • FICC - CMU
  • Service Updates
  • REMINDER: DEPLOYMENT DATE FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU005-18
  • Aug 28, 2018
  • FICC - CMU
  • Service Updates
  • DEPLOYMENT DATE FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU004-18
  • Jul 16, 2018
  • FICC - CMU
  • Service Updates
  • TESTING DATES FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU003-18
  • Jun 06, 2018
  • FICC - CMU
  • Service Updates
  • NSCC PROPOSED RULE CHANGE – ENHANCED TRADE DATE TOLERANCE MATCH IN CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
  • CMU002-18
  • Jun 01, 2018
  • FICC - CMU
  • Service Updates
  • CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU001-18
  • Mar 16, 2018
  • FICC - CMU
  • Service Updates
  • CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU002-17
  • Apr 04, 2017
  • FICC - CMU
  • Service Updates
  • MARKET PARTICIPANT IDs (MPIDs) TO BECOME MATCHING FIELDS ON APRIL 7, 2017 FOR CORPORATE BOND AND UIT TRADES IN NSCC’s CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
  • CMU001-17
  • Jan 18, 2017
  • FICC - CMU
  • Membership Updates
  • REMINDER - UPDATING EXECUTING BROKER IDENTIFIERS (MPIDs) FOR NSCC CORPORATE BOND AND UIT TRADES
  • CMU010-16
  • Dec 13, 2016
  • FICC - CMU
  • Service Updates
  • REQUIREMENT TO PROVIDE EXECUTING BROKER IDENTIFIERS (MPIDs) FOR NEW NSCC CORPORATE BOND AND UIT EXECUTED BY BROKER MASTERFILE OUTPUT FILE
Doc # Date Subsidiary Category Subject
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