LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • MBS600-18
  • Aug 16, 2018
  • FICC - MBS
  • Membership Updates
  • Cantor Fitzgerald & Co. [CFTG] - Intent to Retire
  • MBS601-18
  • Aug 16, 2018
  • FICC - MBS
  • Membership Updates
  • J.P. Morgan Securities LLC [JSDF] - Intent to Retire
  • MBS599-18
  • Aug 08, 2018
  • FICC - MBS
  • Membership Updates
  • J.P. Morgan Securities LLC [JSHY] - Intent to Retire
  • MBS598-18
  • Aug 07, 2018
  • FICC - MBS
  • Service Updates
  • REMINDER: MBSD Operational Novation – Decommission of Obsolete Reports
  • MBS596-18
  • Aug 06, 2018
  • FICC - MBS
  • Service Updates
  • Submission of Rule Filing (SR-FICC-2018-007) Related to MBSD’s EPN Rules
  • MBS595-18
  • Aug 06, 2018
  • FICC - MBS
  • Service Updates
  • FICC Labor Day Holiday Schedule
  • MBS597-18
  • Aug 06, 2018
  • FICC - MBS
  • Membership Updates
  • 2018 EPN Sub-Accounts Addition
  • MBS593-18
  • Aug 02, 2018
  • FICC - MBS
  • Membership Updates
  • BrokerTec Americas LLC [BTAC] – Activation
  • MBS592-18
  • Jul 26, 2018
  • FICC - MBS
  • Service Updates
  • Submission of Rule Filing SR-FICC-2018-006 – Add terms governing MBSD’s
    processing of conditional prepayment rate claims to the MBSD Clearing Rules and
    make certain clarifications and corrections
  • MBS591-18
  • Jul 25, 2018
  • FICC - MBS
  • Membership Updates
  • J.P. Morgan Securities LLC [JSTR] - Final Retire
Doc # Date Subsidiary Category Subject
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