Depository Trust & Clearing Corporation

 

Legal & Regulatory

SEC Rule Filings

The Depository Trust Company (DTC)

SR # Subject SEC Approval Notice / Federal Register Notice
Rule Filing SR-DTC-2013-06

The Depository Trust Company is filing the proposed rule filing which consists of a revision and consolidation to Corporate Actions Fees and the inclusion of certain new fees for Reorganization Events.

Release No. 34-69597; File No. SR-DTC-2013-06, Federal Register (Thursday, May 16, 2013)

Rule Filing SR-DTC-2013-04

Proposed Rule Change to modify provisions relating to Receiver Authorized Delivery and reclaim transactions.

Rule Filing SR-DTC-2013-03

The purpose of the proposed rule change is to amend DTCs Rules and Procedures in connection with the implementation of FATCA.

Advance Notice SR-DTC-2013-802

Renewal by DTC of its 364-day syndicated revolving credit facility.

Release No. 34–69556; File No. SR-DTC-2013-802, Federal Register (Thursday, May 16, 2013)
Rule Filing SR-DTC-2013-01

Proposed rule change with respect to collection of Participants Fund

Release No. 34–69562; File No. SR–DTC–2013–01, Federal Register on May 17, 2013