Doc #
Date
Product & Services
Subsidiary
Subject
Apr 05, 2021
Bulk Transfer
DTC
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
FICC - MBS
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
FICC - GOV
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
NSCC
DTCC Common Stock Reallocation
Apr 05, 2021
Bulk Transfer
DTCC Common Stock Reallocation
Mar 30, 2021
Bulk Transfer
CMU
UPDATE- NOMURA HOLDINGS INC-DELETION
REVISED
Mar 30, 2021
Bulk Transfer
UPDATE- NOMURA HOLDINGS INC-DELETION
Mar 29, 2021
Bulk Transfer
CMU
NOMURA HLDGS INC - Deletion
Mar 29, 2021
Bulk Transfer
NOMURA HLDGS INC - Deletion
Mar 19, 2021
Bulk Transfer
NSCC
New York State Stock Transfer Tax
Mar 19, 2021
Bulk Transfer
New York State Stock Transfer Tax
Mar 15, 2021
Bulk Transfer
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 15, 2021
Bulk Transfer
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 15, 2021
Bulk Transfer
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 15, 2021
Bulk Transfer
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 09, 2021
Bulk Transfer
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021
Mar 09, 2021
Bulk Transfer
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021