CNS Interface for Prime Broker - Important Notices

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B14953-21

Apr 05, 2021 CNS Prime Broker Interface DTCC Common Stock Reallocation

MBS971-21

Apr 05, 2021 CNS Prime Broker Interface DTCC Common Stock Reallocation

GOV1073-21

Apr 05, 2021 CNS Prime Broker Interface DTCC Common Stock Reallocation

a8986

Apr 05, 2021 CNS Prime Broker Interface DTCC Common Stock Reallocation

CMU28-21

Mar 30, 2021 CNS Prime Broker Interface UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21

Mar 29, 2021 CNS Prime Broker Interface NOMURA HLDGS INC - Deletion

a8780

Mar 19, 2021 CNS Prime Broker Interface New York State Stock Transfer Tax

14827-21

Mar 15, 2021 CNS Prime Broker Interface Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

a8980

Mar 15, 2021 CNS Prime Broker Interface Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14810-21

Mar 09, 2021 CNS Prime Broker Interface Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021