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Important Notices

View All
Doc # Date Product & Services Subsidiary Subject
  • TIW737
  • Mar 05, 2021
  • ASIC
  • DerivSERV
  • Trade Information Warehouse Successor Event Processing for Cisco Systems, Inc.
  • TIW736
  • Mar 05, 2021
  • ASIC
  • DerivSERV
  • Trade Information Warehouse Rename Event Processing for CenturyLink, Inc.
  • TIW735
  • Feb 09, 2021
  • ASIC
  • DerivSERV
  • Trade Information Warehouse Successor Event Processing for innogy SE

SEC Rule Filings

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SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
  • DDR Amendment #1 - 2021
  • DerivSERV

  • DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule.

  • DDR Amendment #3 - 2020
  • DerivSERV

  • A New Fee Schedule for DDR is scheduled to be effective on January 1, 2021

  • DDR Amendment #2 - 2020
  • DerivSERV

  • DDR Rule Certification in conjunction with amendments to DDR Rulebook

By-Laws, Rules and Procedures

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Subject Description Type Date
  • Rules, By-Laws and Organization Certificate of The Depository Trust Company
  • DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System.
  • PDF
  • Jun 29, 2018
  • Service Guide: Distributions
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
  • PDF
  • Jun 28, 2018
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