Skip to main content
Login
  • MyDTCC
  • MyDTCC-EMEA
  • MyDTCC-Asia
  • API Marketplace
  • DTCC Learning
  • GMEI Utility
Regions
  • Regions - APAC
  • Regions - Japan
DTCC Learning Client Center
  • Products and Services
    • Institutional Trade Processing
      • GMEI
      • Alert
      • CentralTradeManager
      • TradesuiteID
      • Settlement Instruction Manager
      • Settlement Status Manager
      • Data Analytics (formerly Benchmarks)
    • Clearing Services
      • Equities-Clearing-Services
        • ACATS
        • CNS®
        • Cost Basis Reporting Service (CBRS)
        • ESS
        • Securities Financing Transaction (SFT) Clearing
        • Obligation Warehouse
      • Equities Clearing Trade Capture
        • CNS Prime Broker Interface
        • Correspondent Clearing
        • DTCC Limit Monitoring
        • ETF Processing
        • FSCN
        • Universal Trade Capture (UTC)
      • FixedIncomeClearingGSD
        • Real-Time Trade Matching
        • Repo Services
        • Repo Collateral Substitution
        • Auction Takedown
        • Automated Funds-Only (Cash-Only) Settlement Service
      • FixedIncomeClearing - MBSD
        • Real-Time Trade Matching
        • MBS Novation
        • Electronic Pool Notification (EPN)
        • Netting and Settlement Services
        • Automated Funds-Only Settlement Service
      • FixedIncomeClearingCMU
        • Real-Time Trade Matching
      • RiskManagement
        • Risk Management as a Service (RMaaS)
    • Settlement and Asset Services
      • Underwriting
      • IssuerServices
      • CorporateActionsProcessing
      • SecuritiesProcessing
      • Settlement
      • GlobalTaxServices
      • AgentServices
    • Wealth Management Services
      • MutualFundServices
      • AlternativeInvestmentProducts
      • InsuranceandRetirementServices
    • Repository Derivative Services
      • Repository Services
        • GTR Europe
        • GTR UK
        • GTR Asia
        • GTR North America
      • Derivatives Services
        • Trade Information Warehouse
      • DTCC Report Hub
    • Data Services
      • Corporate Actions & Reference Data
        • CA 20022 Service
        • CA Web Service
        • ETF Portfolio Data Service
        • Legal Notice System Data
        • Security Master File Data
        • Liquidity Coverage Ratio Service
      • Market Aggregates & Analytics
        • CDS Kinetics
        • Equity Benchmark Kinetics
        • Equity Kinetics
        • Investor Kinetics
        • FRTB Service
        • Money Market Kinetics
        • ETF Kinetics
        • Treasury Kinetics
  • News and Events
    • DTCC Connection
    • Our Stories
    • Our Experts
    • Events
    • Press Room
    • Podcasts
    • White Papers
  • About
    • About Us
      • Business and Subsidiaries
      • Leadership
      • Annual Reports
      • Clearing & Settlement Book
      • History
      • Our Corporate Strategy
    • Careers
      • Careers with Impact
      • Join the Talent Community
    • Diversity and Inclusion
    • Managing Risk
    • Government Relations
    • Compliance
    • DTCC Cares
    • Industry Associations
    • Vendor Management
  • Resources
    • Client Center
    • Settlement by The Numbers
    • API Marketplace
    • LIBOR
    • Integration
    • Partners
    • DTCC Learning
    • Legal and Regulatory
    • Important Notices
  • Login
    • MyDTCC
    • MyDTCC-EMEA
    • MyDTCC-Asia
    • API Marketplace
    • DTCC Learning
    • GMEI Utility
  • Regions
    • Regions APAC
    • Regions Japan
  • DTCC Learning
  • Client Center
  • Products & Services
    • Institutional Trade Processing
      • GMEI ® ALERT ® CTM ® Tradesuite ID ™ Settlement Instruction Manager Settlement Status Manager (Formerly DTCC Exception Manager) ITP Data Analytics
    • Clearing Services
      • EQUITIES CLEARING ACATS CNS® Cost Basis Reporting Service (CBRS) ESS Securities Financing Transaction (SFT) Clearing Obligation Warehouse
      • EQUITIES CLEARING - TRADE CAPTURE CNS Prime Broker Interface Correspondent Clearing DTCC Limit Monitoring ETF Processing FSCN Universal Trade Capture (UTC)
      • FIXED INCOME - GSD Real-Time Trade Matching Repo Services Repo Collateral Substitution Auction Takedown Automated Funds-Only (Cash-Only) Settlement Service
      • FIXED INCOME - MBSD Real-Time Trade Matching MBS Novation Electronic Pool Notification (EPN) Netting and Settlement Services Automated Funds-Only Settlement Service
      • CMU DIVISION Real-Time Trade Matching
      • RISK MANAGEMENT Risk Management as a Service (RMaaS)
    • Settlement & Asset Services
      • UNDERWRITING
      • ISSUER SERVICES
      • CORPORATE ACTIONS PROCESSING
      • SECURITIES PROCESSING
      • SETTLEMENT
      • GLOBAL TAX SERVICES
      • AGENT SERVICES
    • Wealth Management Services
      • Mutual Fund Services
      • Alternative Investment Product Services
      • Insurance & Retirement Services
    • Repository & Derivatives Services
      • REPOSITORY SERVICES GTR Europe GTR UK GTR Asia GTR North America
      • DERIVATIVES SERVICES Trade Information Warehouse
      • DTCC Report Hub®
    • Data Services
      • Corporate Actions & Reference Data CA 20022 Service CA Web Service ETF Portfolio Data Service Legal Notice System Data Security Master File Data Liquidity Coverage Ratio Service
      • Market Aggregates & Analytics CDS Kinetics Equity Benchmark Kinetics Equity Kinetics Investor Kinetics FRTB Service Money Market Kinetics ETF Kinetics Treasury Kinetics
  • News & Events
    • DTCC Connection
    • Our Stories
    • Our Experts
    • Events & Replays
    • Press Room
    • Podcasts
    • White Papers
  • About
    • About Us
      • Business and Subsidiaries Leadership Annual Reports Clearing & Settlement Book DTCC Virtual Museum Our Corporate Strategy
    • Careers
      • Careers with Impact Join the Talent Community
    • Diversity and Inclusion
    • Managing Risk
    • Government Relations
    • Compliance
    • DTCC Cares
    • Industry Associations
    • Vendor Management
  • Resources
    • Client Center
    • Settlement By The Numbers
    • API Marketplace
    • LIBOR
    • Onboarding & Integration
      Services
    • Partners
    • DTCC Learning
    • Legal & Regulatory
    • Important Notices
  • Home
  • Repository & Derivatives Services (RDS)
  • Repository Services
  • GTR Asia - ASIC
  • Legal
Share

Legal

Important Notices

View All
Doc #
Date
Product & Services
Subsidiary
Subject
TIW742
Mar 26, 2021
ASIC
DerivSERV
Trade Information Warehouse Successor Event Processing for PEUGEOT SA
TIW742

Mar 26, 2021 ASIC Trade Information Warehouse Successor Event Processing for PEUGEOT SA

TIW743
Mar 26, 2021
ASIC
DerivSERV
Trade Information Warehouse Rename Event Processing for DP World PLC
TIW743

Mar 26, 2021 ASIC Trade Information Warehouse Rename Event Processing for DP World PLC

TIW741
Mar 26, 2021
ASIC
DerivSERV
Trade Information Warehouse Rename Event Processing for Fiat Chrysler Automobiles N.V.
TIW741

Mar 26, 2021 ASIC Trade Information Warehouse Rename Event Processing for Fiat Chrysler Automobiles N.V.

By-Laws, Rules and Procedures

View All
Subject
Description
Type
Date
Rules, By-Laws and Organization Certificate of The Depository Trust Company
DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System.
PDF
Jun 29, 2018
Rules, By-Laws and Organization Certificate of The Depository Trust Company

Jun 29, 2018 DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System. PDF

Service Guide: Distributions
The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
PDF
Jun 28, 2018
Service Guide: Distributions

Jun 28, 2018 The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC. PDF

Additional Resources

  • FPO

    GTR Asia - ASIC

    DTCC provides trade reporting services in Asia & Australia to bring greater transparency & cost efficiency to the global derivatives market. Click here for details.

    Overview

  • News

    Read the news about GTR Asia - ASIC offering single point of connectivity and control to reduce the cost burden of adhering to different regulatory standards.

    Read More
back to top
  • Products & Services
    • Institutional Trade Processing
    • Clearing Services
    • Settlement & Asset Services
    • Wealth Management Services
    • Repository & Derivatives Services
    • Data Services
  • About
    Businesses & Subsidiaries Leadership Annual Reports Government Relations Compliance Careers Diversity & Inclusion Our Stories
  • Contact
    Client Support Contacts
    United States 1-888-382-2721
    International +1-212-855-8099
  • Login
    MyDTCC MyDTCC-EMEA MyDTCC-Asia API Marketplace DTCC Learning Regions - APAC Regions - Japan GMEI Utility
  • Legal & Regulatory
    Important Notices SEC Rule Filings Rules & Procedures Issue Eligibility Policy & Compliance Modern Slavery Statement Financial Statements
Jan 30
B18010-23Destruction of non-Transferable Securities Certificates
  • Terms & Conditions
  • Privacy Policy
  • Cookie Settings
Copyright 2023 DTCC All Rights Reserved
dtccdotcom