Legal & Regulatory

Mar 17, 2026 Tax Relief Country: IRELAND
Security Name: WILLIS TOWERS WATSON CUSIP: G96629103
Record Date: 03/31/2026 Payable Date: 04/15/2026
Relief at Source CA Web Cut-Off: 04/07/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 04/22//2026 8:00 P.M. ET

Mar 17, 2026 Tax Relief – Country: FINLAND
Security: WARTSILA OYJ
CUSIP: 936544105
Record Date: 03/16/2026
Payable Date: 04/07/2026
CA Web Instruction Deadline: 03/17/2026 8:00 PM ET
****ONE DAY ELECTION WINDOW****

Mar 17, 2026 Additional Account Retirement: Euroclear Bank SA/NV/IMS Account, #8451

Mar 17, 2026 Tax Relief Country: ITALY
Security: ENI S.P.A. CUSIP: 26874R108
Record Date: 03/24/2026 Payable Date: 04/08/2026
***NOT CA WEB ELIGIBLE***

Mar 17, 2026 Submission of Rule Filing SR-FICC-2026-006 – Make Corrections, Clarifications and Certain Other Changes to the GSD Rules, MBSD Rules, and EPN Rules

Mar 17, 2026 Submission of Rule Filing SR-FICC-2026-006 – Make Corrections, Clarifications and Certain Other Changes to the GSD Rules, MBSD Rules, and EPN Rules

Mar 16, 2026 UNIVERSAL TRADE CAPTURE (UTC) – REPORTING ENHANCEMENTS

Mar 16, 2026 CITADEL FINANCE LLC Section 3(c)(7) Important Notice

Mar 16, 2026 New Participant in the Netting System of the Government Securities Division of FICC: KeyBank National Association – GSD #9405

Mar 13, 2026 Tax Relief Country: SWITZERLAND
Security: SWISSCOM
CUSIP: 871013108
Record Date: 03/30/2026
Payable Date: TBD
Relief at Source CA Web Cut-Off: 04/08/2026 8:00 PM ET