Legal & Regulatory

Feb 10, 2020 CBRS Holiday Schedule: Presidents Day 2020

Feb 07, 2020 CBRS CHANGES IN THE LIST OF PARTICIPANTS

Feb 05, 2020 CBRS ENHANCE NSCC’S HAIRCUT-BASED VOLATILITY CHARGE APPLICABLE TO ILLIQUID SECURITIES AND UITS AND MAKE CERTAIN OTHER CHANGES TO PROCEDURE XV

Feb 03, 2020 CBRS Obligation Warehouse RECAPS FEB 2020

Jan 31, 2020 CBRS ACATS MODERNIZATION/SHORTENED CYCLE INITIATIVE –FINAL REMINDER

Jan 31, 2020 CBRS CHANGES IN THE LIST OF PARTICIPANTS

Jan 30, 2020 CBRS AIP Participant Number Format Change

Jan 28, 2020 CBRS PROPOSED RULE CHANGE (SR-NSCC-2020-002) AND ADVANCE NOTICE FILING (SR-NSCC-2020-801) – PROPOSED ENHANCEMENT TO NSCC FAMILY-ISSUED SECURITIES CHARGE

Jan 24, 2020 CBRS SUBMISSION OF RULE FILING (SR-NSCC-2020-001) –
ENHANCEMENTS TO ACATS TRANSFER PROCESSES AND CERTAIN
CLARIFICATION CHANGES TO RULE 50

Jan 24, 2020 CBRS CHANGES IN THE LIST OF PARTICIPANTS