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Universal Trade Capture (UTC)

Important Notices

View All
Doc #
Date
Product & Services
Subsidiary
Subject
A9473
Aug 15, 2024
UTC
NSCC
UNIVERSAL TRADE CAPTURE (UTC) – OPERATING HOURS
A9473

Aug 15, 2024 UTC UNIVERSAL TRADE CAPTURE (UTC) – OPERATING HOURS

B14953-21
Apr 05, 2021
UTC
DTC
DTCC Common Stock Reallocation
B14953-21

Apr 05, 2021 UTC DTCC Common Stock Reallocation

MBS971-21
Apr 05, 2021
UTC
FICC - MBS
DTCC Common Stock Reallocation
MBS971-21

Apr 05, 2021 UTC DTCC Common Stock Reallocation

GOV1073-21
Apr 05, 2021
UTC
FICC - GOV
DTCC Common Stock Reallocation
GOV1073-21

Apr 05, 2021 UTC DTCC Common Stock Reallocation

a8986
Apr 05, 2021
UTC
NSCC
DTCC Common Stock Reallocation
a8986

Apr 05, 2021 UTC DTCC Common Stock Reallocation

CMU28-21
Mar 30, 2021
UTC
CMU
UPDATE- NOMURA HOLDINGS INC-DELETION REVISED
CMU28-21

Mar 30, 2021 UTC UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21
Mar 29, 2021
UTC
CMU
NOMURA HLDGS INC - Deletion
CMU27-21

Mar 29, 2021 UTC NOMURA HLDGS INC - Deletion

a8780
Mar 19, 2021
UTC
NSCC
New York State Stock Transfer Tax
a8780

Mar 19, 2021 UTC New York State Stock Transfer Tax

14827-21
Mar 15, 2021
UTC
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
14827-21

Mar 15, 2021 UTC Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

a8980
Mar 15, 2021
UTC
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
a8980

Mar 15, 2021 UTC Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

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GOV1793-24FICC Veterans Day Holiday Schedule
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