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Overview

The Clearing Agencies maintain comprehensive market risk management programs designed to, among other things, effectively:

  • manage market risk exposures to their clearing participants.
  • manage market risk exposures arising from their payment, clearing and settlement processes.
  • limit the assets they accept as collateral to those with low credit, liquidity and market risks.
  • set and enforce appropriately conservative haircuts and concentration limits on the assets they accept as collateral.

In addition, as central counterparties, NSCC and FICC also include risk-based margin systems in their risk management programs designed to, among other things:

  • cover market risk exposures to their clearing participants.
  • produce margin levels commensurate with the risk and attributes of each product, portfolio and market.
  • mark participant positions to market.
  • calculate margin sufficient to cover the potential future exposure to their participants in the interval between the last margin collection and the closeout of positions following a participant default.
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Market Risk Clearing Agencies - A Clearing Agencies Overview

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