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DTC’s Issuer Agent Portal is a one stop platform for agents, trustees and issuers to submit investor communications for dissemination via DTC’s Legal Notice System (LENS), including notices for compliance with SEC Rule 17Ad-16, Legal notices, Tax notices and notices detailing LIBOR replacement rate information.

  • Benefits

    • A streamlined process that is driven by you
    • A single user interface with an intuitive online form for submission of notice details
    • Automated email confirmation with a link to your submission details provides assurance that notices have been posted timely
    • Notices are created in near real time and available to LENS subscribers right away
    • Efficiency gains as notices can be bulk uploaded to LENS using Excel workbooks or Comma Separated Value (CSV) files
    • The convenient, flexible, and straight through nature of the Issuer Agent Portal and associated outputs can be expanded to other processes to help streamline the investor communication pipeline