Ann Bergin is Managing Director, General Manager of Wealth Management Services
for DTCC. She is responsible for a business portfolio that supports domestic and
global mutual funds, insurance, and alternative investment products.
Ann has over 40 years’ experience in the financial services industry. She joined
DTCC’s National Securities Clearing Corporation (NSCC) subsidiary in 1997. Prior to
joining DTCC, Ann was Senior Vice President at Bisys Fund Services, Inc. She also
spent four years with Concord Financial Group as Chief Operating Officer. Ann
started her career with The Dreyfus Corporation.
In 2007, Ann was honored with a Fund Operations Award for Leadership by
SourceMedia for bringing efficiencies and scalability to the managed solutions
market and was similarly honored in 2003 for leadership to the mutual funds industry.
In March 2004, she testified before the U.S. Senate Committee on Banking, Housing
and Urban Affairs, giving valuable insight on NSCC’s role in combating late trading of
funds.
Ann is actively involved in numerous associations that represent the mutual funds
industry, managed accounts and alternative investment product industries, including
The Investment Company Institute (ICI), The Money Management Institute, the
Securities Industry and Financial Markets Association (SIFMA). Ann was previously a
member of the Joint NASD/Industry Task Force on Breakpoints and the NASD
Omnibus Account Task Force.
She currently serves on the board for the International Securities Services
Association and HEART9/11.