LEGAL & REGULATORY

Dec 08, 2023 On Hold: Trade Information Warehouse Rename Event Processing for Aegon N.V.

Dec 08, 2023 Tax Relief Country: Ireland
Security: WILLIS TOWERS WATSON
CUSIP: G96629103
Record Date: 12/31/2023
Payable Date: 01/16/2024
Relief at Source CA Web Cut-Off: 01/08/2024 8:00 PM ET
Quick Refund CA Web Cut-Off: 01/23/2024 8:00 PM ET

Dec 08, 2023 2023 EPN Sub-Accounts Addition

Dec 08, 2023 New Sponsored Member

Dec 08, 2023 New Sponsored Member

Dec 08, 2023 Executing Firm Master File Update – Mirae Asset Securities (USA) Inc.

Dec 08, 2023 Tax Relief Country: NETHERLANDS
Security: NXP SEMICONDUCTORS N.V. CUSIP: N6596X109
Record Date: 12/13/2023
Payable Date: 01/05/2024
Relief at Source CA Web Cut-Off: 12/27/2023 8:00 PM ET
Quick Refund CA Web Cut-Off: 01/26/2024 8:00 PM ET

Dec 08, 2023 BNP Paribas Securities Corp [BPAR] [BFRN] - Intent to Retire

Dec 08, 2023 I&RS 2024 Spring Enhancement Release

Dec 08, 2023 Tax Relief – Country: France
SECURITY: TotalEnergies SE
CUSIP: 89151E109
Record Date: 12/29/2023
Payable Date: 01/25/2024
CA Web Cut-Off: 01/08/2024 8:00 PM ET