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Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

    B14953-21

    Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

    MBS971-21

    Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

    GOV1073-21

    Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

    a8986

    Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

    CMU28-21

    Mar 30, 2021 Bulk Transfer UPDATE- NOMURA HOLDINGS INC-DELETION

    CMU27-21

    Mar 29, 2021 Bulk Transfer NOMURA HLDGS INC - Deletion

    a8780

    Mar 19, 2021 Bulk Transfer New York State Stock Transfer Tax

    14827-21

    Mar 15, 2021 Bulk Transfer Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

    a8980

    Mar 15, 2021 Bulk Transfer Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

    14810-21

    Mar 09, 2021 Bulk Transfer Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021

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Important Notices Archive

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MBS898-20

Aug 31, 2020 Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon

13049-20

Aug 31, 2020 Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

a8893

Aug 31, 2020 New Features Now Available in NSCC Risk Client Portal

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