Important Notices - Legal and Regulatory

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page.

Doc # Date Subsidiary Category Subject

CMU18-20
Nov 04, 2020
FICC - CMU
Membership Updates
LIVE OAK BANKING COMPANY POSTPONEMENT

CMU17-20
Nov 02, 2020
FICC - CMU
Membership Updates
DELETION- MONTGOMERY & MACOUPIN CNTYS ILL CMNTY UNIT SCH DIST

CMU15-20
Oct 30, 2020
FICC - CMU
Membership Updates
TENDER OPTION BOND SERIES 2020-XL0152 TRUST - POSTPONEMENT

CMU16-20
Oct 30, 2020
FICC - CMU
Membership Updates
THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE CITY OF KANSAS CITY, MISSOURI M201027046 - POSTPONEMET

CMU14-20
Oct 29, 2020
FICC - CMU
Membership Updates
DA DAVIDSON POSTPONEMENT

CMU13-20
Oct 13, 2020
FICC - CMU
Membership Updates
DUNDEE TWP PK DIST IL SER 20A, SER 20B

CMU12-20
Oct 08, 2020
FICC - CMU
Service Updates
Decommission of HTTP for PBS and Settlement Web Access

CMU11-20
Sep 28, 2020
FICC - CMU
Membership Updates
Issue Postponed - NORTHLAKE TEX MUN MGMT DIST NO1, Municipal Bond

Doc # Date Subsidiary Category Subject

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Important Notices Archive

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Doc # Date Subsidiary Category Subject

13852-20
Aug 31, 2020
DTC
Dividends, International
TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
Record Date: 09/04/2020 Payable Date: 09/18/2020
Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET

13049-20
Aug 31, 2020
DTC
Dividends, International
Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

MBS898-20
Aug 31, 2020
FICC - MBS
Service Updates
Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon