LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV839-20
  • Feb 21, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV840-20
  • Feb 21, 2020
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV841-20
  • Feb 21, 2020
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV838-20
  • Feb 19, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV837-20
  • Feb 13, 2020
  • FICC - GOV
  • Service Updates
  • Submission of Rule Filing SR-FICC-2020-001 – Interpretive Guidance With Respect to Settlement Finality
  • GOV836-20
  • Feb 12, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV835-20
  • Feb 11, 2020
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
  • GOV834-20
  • Feb 11, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • GOV833-20
  • Feb 07, 2020
  • FICC - GOV
  • Membership Updates
  • Executing Firm Master File Update – Pershing LLC / 9585
  • GOV832-20
  • Feb 07, 2020
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
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