LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Subsidiary Category Subject
  • a8954
  • Jan 13, 2021
  • NSCC
  • Clearing Services - Equities
  • Implementation Date of the Enhancements to the Haircut-Based Volatility Charge
    Applicable to Illiquid Securities and UITs and Making Certain Other Changes to Procedure XV
  • a8953
  • Jan 08, 2021
  • NSCC
  • Service Updates, Clearing Services - Equities
  • Presidential Executive Order 13959 – Additional DTCC Processing Information January 8, 2021
  • a8951
  • Jan 07, 2021
  • NSCC
  • Service Updates, Clearing Services - Equities
  • Presidential Executive Order 13959 – Additional DTCC Processing Information January 7, 2021
  • a8949
  • Jan 06, 2021
  • NSCC
  • Clearing Services - Equities
  • Presidential Executive Order 13959 – Additional DTCC Processing Information January 6, 2021
  • a8943
  • Dec 28, 2020
  • NSCC
  • Clearing Services - Equities
  • Implement Enhancements to the Haircut-Based Volatility Charge Applicable to Illiquid
    Securities and UITs and Making Certain Other Changes to Procedure XV
  • a8924
  • Nov 04, 2020
  • NSCC
  • Clearing Services - Equities
  • Scheduling change to the timing distribution of the CNS Equity Masterfile AR# 02040290
  • a8920
  • Oct 29, 2020
  • NSCC
  • Clearing Services - Equities
  • NOTICE OF BANK HOLIDAY CHARGE COLLECTION – VETERANS DAY
  • a8919
  • Oct 26, 2020
  • NSCC
  • Clearing Services - Equities
  • REMOVING OBSOLETE PSE/PROD ENTITLEMENTS FOR CNS
  • a8912
  • Oct 15, 2020
  • NSCC
  • Clearing Services - Equities
  • SCHEDULING CHANGE TO THE DISTRIBUTION TIME OF THE CNS EQUITY MASTER FILE
  • a8914
  • Oct 15, 2020
  • NSCC
  • Clearing Services - Equities
  • Implementation Date of the Margin Liquidity Adjustment Charge and Bid-Ask Risk Charge in the VaR Charge
Doc # Date Subsidiary Category Subject
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Important Notices Archive

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Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
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