Doc #
Date
Subsidiary
Category
Subject
Jul 01, 2022
NSCC
Service Updates
Securities Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC)
Jul 01, 2022
Securities Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC)
Jul 01, 2022
NSCC
Membership Updates
CHANGES IN THE LIST OF PARTICIPANTS
Jul 01, 2022
CHANGES IN THE LIST OF PARTICIPANTS
Jun 30, 2022
NSCC
Service Updates
Russian Harmful Foreign Activities Sanctions, OFAC FAQs
Jun 30, 2022
Russian Harmful Foreign Activities Sanctions, OFAC FAQs
Jun 24, 2022
NSCC
Membership Updates
NSCC PROPOSED RULE CHANGE – ADOPTION OF INTRADAY VOLATILITY CHARGE AND ELIMINATION OF INTRADAY BACKTESTING CHARGE (SR-NSCC-2022-009)
Jun 24, 2022
NSCC PROPOSED RULE CHANGE – ADOPTION OF INTRADAY VOLATILITY CHARGE AND ELIMINATION OF INTRADAY BACKTESTING CHARGE (SR-NSCC-2022-009)
Jun 24, 2022
NSCC
Membership Updates
CHANGES IN THE LIST OF PARTICIPANTS
Jun 24, 2022
CHANGES IN THE LIST OF PARTICIPANTS
Jun 23, 2022
NSCC
Insurance and Retirement Services
submission of rule filing (SR-NSCC-2022-008) – dECOMMISSiON THE INSURANCE PROFILE SERVICE, ADJUST FEES FOR INSURANCE INFORMATION EXCHANGE SERVICE (iiex) AND MAKE CERTAIN OTHER CORRECTIONS TO THE nscc rULES
Jun 23, 2022
submission of rule filing (SR-NSCC-2022-008) – dECOMMISSiON THE INSURANCE PROFILE SERVICE, ADJUST FEES FOR INSURANCE INFORMATION EXCHANGE SERVICE (iiex) AND MAKE CERTAIN OTHER CORRECTIONS TO THE nscc rULES
Jun 17, 2022
NSCC
Membership Updates
CHANGES IN THE LIST OF PARTICIPANTS
Jun 17, 2022
CHANGES IN THE LIST OF PARTICIPANTS
Jun 10, 2022
NSCC
Clearing Services - Equities
DISCIPLINARY NOTICE CONCERNING LEK SECURITIES CORPORATION (MEMBER NO. 0512)
Jun 10, 2022
DISCIPLINARY NOTICE CONCERNING LEK SECURITIES CORPORATION (MEMBER NO. 0512)
Jun 10, 2022
NSCC
Clearing Services - Equities
ADVANCE NOTICE OF NSCC SUSPENSION OF TRADE CAPTURE SERVICES AND SUBSEQUENT CEASE TO ACT FOR LEK SECURITIES CORPORATION (MEMBER NO. 0512)
Jun 10, 2022
ADVANCE NOTICE OF NSCC SUSPENSION OF TRADE CAPTURE SERVICES AND SUBSEQUENT CEASE TO ACT FOR LEK SECURITIES CORPORATION (MEMBER NO. 0512)
Jun 10, 2022
NSCC
Membership Updates
CHANGES IN THE LIST OF PARTICIPANTS
Jun 10, 2022
CHANGES IN THE LIST OF PARTICIPANTS
Doc #
Date
Subsidiary
Category
Subject