LEGAL & REGULATORY

Jul 01, 2022 Securities Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC)

Jul 01, 2022 CHANGES IN THE LIST OF PARTICIPANTS

Jun 30, 2022 Russian Harmful Foreign Activities Sanctions, OFAC FAQs

Jun 24, 2022 NSCC PROPOSED RULE CHANGE – ADOPTION OF INTRADAY VOLATILITY CHARGE AND ELIMINATION OF INTRADAY BACKTESTING CHARGE (SR-NSCC-2022-009)

Jun 24, 2022 CHANGES IN THE LIST OF PARTICIPANTS

Jun 23, 2022 submission of rule filing (SR-NSCC-2022-008) – dECOMMISSiON THE INSURANCE PROFILE SERVICE, ADJUST FEES FOR INSURANCE INFORMATION EXCHANGE SERVICE (iiex) AND MAKE CERTAIN OTHER CORRECTIONS TO THE nscc rULES

Jun 17, 2022 CHANGES IN THE LIST OF PARTICIPANTS

Jun 10, 2022 DISCIPLINARY NOTICE CONCERNING LEK SECURITIES CORPORATION (MEMBER NO. 0512)

Jun 10, 2022 ADVANCE NOTICE OF NSCC SUSPENSION OF TRADE CAPTURE SERVICES AND SUBSEQUENT CEASE TO ACT FOR LEK SECURITIES CORPORATION (MEMBER NO. 0512)

Jun 10, 2022 CHANGES IN THE LIST OF PARTICIPANTS