LEGAL & REGULATORY

Mar 21, 2023 Mutual Funds – Decommissioning of the MFPS II: Participant Database

Mar 17, 2023 CHANGES IN THE LIST OF PARTICIPANTS

Mar 14, 2023 Effective Date of the NSCC Intraday Volatility Charge & Elimination of the Intraday Backtesting Charge

Mar 10, 2023 CHANGES IN THE LIST OF PARTICIPANTS

Mar 09, 2023 GOOD FRIDAY HOLIDAY SCHEDULE

Mar 08, 2023 New York State Stock Transfer Tax

Mar 03, 2023 Changes to Volatiltiy Haircut Schedule for Illiquid Securities and Unit Investment Trusts

Mar 03, 2023 CHANGES IN THE LIST OF PARTICIPANTS

Feb 24, 2023 Implementation Date of Changes in the Calculation of the National Securities Clearing Corporation’s Excess Capital Premium Charge

Feb 24, 2023 CHANGES IN THE LIST OF PARTICIPANTS