Skip to main content

Issue Eligibility

View All

Apr 05, 2024 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Dec 21, 2023 The eCD Indemnification Letter is used when features on an eCD certificate need to be amended post issuance. Special Letters (PDF)

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Additional Resources

  • FPO


    ClaimConnect will enable DTCC clients to bilaterally manage and settle claims on trading exceptions seamlessly through a flexible, single-point of entry.

  • News

    View the latest news, press releases and updates about DTCC's ClaimConnect which expedites the claim closure process. Learn more about our services.

    Read More
  • Legal

    Get legal information about the DTCC's ClaimConnect including important notices, SEC rule filings, rules and procedures. Download here.

    Read More