LEGAL & REGULATORY

Jan 03, 2022 Corporate Actions Processing DTC Name Change /Description Change Procedural Update Due to CUSIP Global Services (CGS) “CUSIP Permanence”

Oct 06, 2021 Corporate Actions Processing Holiday Schedule: Columbus Day, October 11, 2021

Aug 03, 2021 Corporate Actions Processing Procedures for Exchanging a Money Market Instrument (MMI) for a Non-MMI Security in the Event an Issuing Paying Agent (IPA) Incorrectly Issues a MMI Security

Jul 09, 2021 Corporate Actions Processing Rights Offering: GREENFIRST FOREST PRODUCTS INC.
CUSIP: 39526A100 Rights CUSIP: 39526A118
Record Date: 07/09/2021 Rights Expire: 07/30/2021 at 5:00 PM Toronto ONT Time
Rate: Three (3) Rights will be issued for every one (1) Common share held
DTC Instruction Cut-Off Date: 07/23/2021

Jul 06, 2021 Corporate Actions Processing Optional Dividend: Iberdrola S.A. CUSIP: 450737101
Record Date: 07/09/2021 Payable Date: 08/09/2021
Gross Rate: Approx. USD $1.226635
DTC EDS Cut-Off: 07/15/2021 at 8:00 P.M. EDT

May 27, 2021 Corporate Actions Processing DTC Tax Form Sharing Initiative

May 13, 2021 Corporate Actions Processing Business Continuity and Disaster Recovery – Testing Schedule -

Apr 06, 2021 Corporate Actions Processing Section 3(c)(7) restrictions for owners of: TCI-Flatiron CLO 2018-1 Ltd

Apr 06, 2021 Corporate Actions Processing Section 3(c)(7) restrictions for owners of Rule 144A Global Notes of OMERS Finance Trust

Apr 06, 2021 Corporate Actions Processing Section 3(c)(7) restrictions for owners of: TCI-Flatiron CLO 2018-1 Ltd. and TCI-Flatiron CLO 2018-1 LLC