LEGAL & REGULATORY

Jan 31, 2023 Underwriting Underwriting Central – Framework / Component Upgrades in Production

Dec 07, 2022 Underwriting Underwriting Central – Framework Upgrade / Component Changes to User Interface

Mar 01, 2022 Underwriting Underwriting Central – New Upload Template for Electronic CDs

Jan 26, 2022 Underwriting Underwriting Central – New Upload Template in User Acceptance Test (UAT) region

May 27, 2021 Underwriting DTC Tax Form Sharing Initiative

May 13, 2021 Underwriting Business Continuity and Disaster Recovery – Testing Schedule -

Apr 06, 2021 Underwriting Section 3(c)(7) restrictions for owners of: TCI-Flatiron CLO 2018-1 Ltd

Apr 06, 2021 Underwriting Section 3(c)(7) restrictions for owners of Rule 144A Global Notes of OMERS Finance Trust

Apr 06, 2021 Underwriting Section 3(c)(7) restrictions for owners of: TCI-Flatiron CLO 2018-1 Ltd. and TCI-Flatiron CLO 2018-1 LLC

Mar 31, 2021 Underwriting PROFIT RESULTS OF THE 2019 REPORTING YEAR Tax Relief - Country: RUSSIAN FEDERATION Security: PJSC CHERKIZOVO GROUP - 144A CUSIP: 164145104 Record Date: 04/05/2021 Payable Date: TBD CA-Web Cut-Off Date: 04/09/2021 7:59 PM ET Quick Refund Open Date: Immediately following DR Payable Date Quick Refund Cut-off Date: 05/21/2021 7:59 PM ET