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Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

    a9083

    Dec 02, 2021 Wealth Management Services SUBMISSION OF RULE FILING (SR-NSCC-2021-015) – REMOVE THE MUTUAL FUND DEPOSIT REQUIREMENT AND REMOVE CERTAIN OTHER PROVISIONS RELATING TO CLEARING FUND REQUIREMENTS FOR LIMITED MEMBERS
    FROM THE NSCC RULES

    z0219

    Nov 17, 2021 Wealth Management Services DTCC Learning Center Redesign

    a9071

    Nov 11, 2021 Wealth Management Services MF Info Xchange Service Enhancements

    a9035

    Aug 06, 2021 Wealth Management Services Insurance Information Exchange (IIEX) Enhancements

    a9027

    Jul 21, 2021 Wealth Management Services AIP Enhancements 2021

    a9008

    Jun 01, 2021 Wealth Management Services NSCC Business Continuity and Disaster Recovery – 2021 Testing Dates and Modified Mutual Funds Processing Schedule

    a9003-21

    May 13, 2021 Wealth Management Services Business Continuity and Disaster Recovery – Testing Schedule -

    a8994

    Apr 28, 2021 Wealth Management Services MF Info Xchange Service Enhancements

    a8993

    Apr 20, 2021 Wealth Management Services Insurance Information Exchange (IIEX) Enhancements

    a8984

    Mar 25, 2021 Wealth Management Services Mutual Fund Profile Service II – Profile Security Enhancements

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Important Notices Archive

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MBS898-20

Aug 31, 2020 Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon

13049-20

Aug 31, 2020 Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

a8893

Aug 31, 2020 New Features Now Available in NSCC Risk Client Portal

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