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Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

    a9135

    May 18, 2022 Wealth Management Services NSCC Business Continuity and Disaster Recovery – 2022 Testing Dates and Modified Mutual Funds Processing Schedule

    a9133

    May 18, 2022 Wealth Management Services NSCC Business Continuity and Disaster Recovery – Testing Dates and Modified
    Insurance & Retirement Services Production Processing Schedule

    a9044

    Mar 18, 2022 Wealth Management Services Fund/SERV® & Mutual Fund Profile Security Enhancements – Interval Fund Processing -

    a9103

    Feb 02, 2022 Wealth Management Services I&RS 2022 Spring Enhancement Release

    a9098

    Jan 20, 2022 Wealth Management Services Passive Acknowledgement for NSCC Settlement

    a9083

    Dec 02, 2021 Wealth Management Services SUBMISSION OF RULE FILING (SR-NSCC-2021-015) – REMOVE THE MUTUAL FUND DEPOSIT REQUIREMENT AND REMOVE CERTAIN OTHER PROVISIONS RELATING TO CLEARING FUND REQUIREMENTS FOR LIMITED MEMBERS
    FROM THE NSCC RULES

    z0219

    Nov 17, 2021 Wealth Management Services DTCC Learning Center Redesign

    a9071

    Nov 11, 2021 Wealth Management Services MF Info Xchange Service Enhancements

    a9045

    Sep 02, 2021 Wealth Management Services Fund/SERV® and Networking Enhancements

    a9035

    Aug 06, 2021 Wealth Management Services Insurance Information Exchange (IIEX) Enhancements

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Important Notices Archive

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MBS898-20

Aug 31, 2020 Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon

13049-20

Aug 31, 2020 Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

a8893

Aug 31, 2020 New Features Now Available in NSCC Risk Client Portal

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