Ann E. Bergin, Managing Director & General Manager, Wealth Management Services and Asset Services

Ann Bergin is Managing Director and General Manager, Wealth Management Services and Asset Services, for The Depository Trust & Clearing Corporation (DTCC). She is responsible for a business portfolio that supports domestic and global mutual funds, insurance and alternative investment products, and further enabling client delivery synergies across Asset Services.

Ann E. Bergin Bio (pdf)
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Chris Childs, Managing Director, Head of Repository & Derivatives Services, DTCC Chief Executive Officer & President, DTCC Deriv/SERV LLC

Chris Childs is Managing Director, Head of Repository & Derivatives Services at DTCC and Chief Executive Officer & President of DTCC Deriv/SERV LLC, responsible for development and daily operations of Deriv/SERV products, including DTCC’s multi-award-winning Global Trade Repository (GTR) service and Trade Information Warehouse (TIW).

Chris Childs Bio (pdf)
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Cornelia Dagdag, Managing Director – Sales and Solution Delivery, Asia Pacific

Cornelia “Nellie” Dagdag is Managing Director for APAC Marketing & Communications and Regional Administrative Manager for Asia Pacific at DTCC. Based in the Philippines, Nellie is responsible for ensuring a fulsome approach to engaging clients in Asia Pacific by delivering integrated marketing, communications and client engagement programs in support of Asia Pacific sales, revenue targets and business objectives. Nellie also spearheads establishing a strong industry presence and company reputation in the region through client events and partnerships with key infrastructure providers and industry associations.

Cornelia Dagdag Bio (pdf)
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Andrew Douglas, Managing Director, Government Relations (EMEA & APAC)

Andrew Douglas is Managing Director of Government Relations for EMEA and Asia at The Depository Trust & Clearing Corporation (DTCC).

Andrew Douglas Bio (pdf)
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Jason Harrell, Executive Director, Technology Risk Management, Head of Business and Government Cybersecurity Partnerships

Jason Harrell is Executive Director and Head of Business and Government Cybersecurity Partnerships at DTCC. In this role, he is responsible for engaging with internal stakeholders and external trade associations, government agencies and officials, regulators and supervisors to respond to new cyber legislation, ensure that the organization is meeting its cyber compliance obligations, and provide thought leadership within the industry. He also leads the strategic development and delivery of the Business Information Security Office (BISO), a function that engages all business areas within the organization in the delivery of cyber risk management services across operations.

Jason Harrell Bio (pdf)
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Jim Hraska, Managing Director and General Manager, FICC Services, DTCC

Jim is responsible for the Fixed Income product group, overseeing all of FICC's products and services. As part of our commitment to deliver greater value to our clients, Jim also leads FICC's efforts in initiatives such as expanding buy-side participation in FICC clearing services, as well as implementing product and process enhancements to increase efficiency and reduce risk across the industry.

Jim Hraska Bio (pdf)
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Eugene Ing, Executive Director, GMEI Product Management, DTCC

Eugene Ing is Executive Director of DTCC’s GLEIF-accredited Global Markets Entity Identifier Utility (GMEI utility), which is part of the firm’s Institutional Trade Processing suite of products. The GMEI utility is the most mature and largest Local Operating Unit (LOU) on the market, and his team is currently focused on helping legal entities prepare themselves for MiFID II in January 2018.

Eugene Ing Bio (pdf)
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Michael Leibrock, Managing Director, Credit and Systemic Risk

Michael Leibrock is a Managing Director in DTCC’s Financial and Operational Risk Management division, with primary oversight for the Counterparty Credit Risk and Systemic Risk functions. He is responsible for the analysis, approval and ongoing credit surveillance for all members of DTCC’s clearing agencies. Michael is also responsible for the identification and monitoring of potential systemic threats to DTCC and the securities industry, actively engaging with DTCC clients and regulators on systemic risk topics and producing periodic thought leadership products. Michael also serves as chair of DTCC’s Model Risk Governance Committee, co-chair of the Systemic Risk Council and is a member of the Management Risk Committee and Risk Advisory Council.

Michael Leibrock Bio (pdf)
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Timothy Lind, Managing Director of DTCC Data Services

Timothy Lind serves as Managing Director of DTCC Data Services, where he is responsible for guiding the firm’s data businesses, including services that leverage the vast amounts of data derived from DTCC’s global processing platforms while ensuring on-going alignment with all risk management and regulatory requirements.

Timothy Lind Bio (pdf)
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Jean-Remi Lopez, Director of Government Relations - Asia Pacific

Jean-Remi Lopez is the Director of Government Relations for Asia Pacific at DTCC. Based in Hong Kong and appointed to head the government relations function for the region in January 2016, he is responsible for sharing the company's expertise with regulators and policymakers as well as managing the firm’s engagement with government officials and financial market authorities.

Jean-Remi Lopez Bio (pdf)
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Michael McClain, Managing Director and General Manager of Equity Clearing and DTC Settlement Services

Michael McClain is Managing Director and General Manager of Equity Clearing and DTC Settlement Services at DTCC. In this capacity, Mike has direct responsibility for the day-to-day management of equity clearing activities for trades executed on the major U.S. exchanges and other equity trading venues, and will further align the company’s efforts around settlement optimization while creating new capabilities.

Michael McClain Bio (pdf)
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Bill Meenaghan, Executive Director, ITP

Bill Meenaghan is an Executive Director within DTCC’s Institutional Trade Processing (ITP) team. In his current role, Mr. Meenaghan leads the No Touch Workflow initiative across all ITP solutions.

Bill Meenaghan Bio (pdf)
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Robert Palatnick, Managing Director and Global Head of Technology Research and Innovation

Robert Palatnick is a Managing Director and Global Head of Technology Research and Innovation at DTCC, where he has responsibility for driving technology innovation at the firm and leads a number of key technology initiatives, including cloud, automation, machine learning, big data analytics and distributed ledger technologies.

Robert Palatnick Bio (pdf)
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Jennifer Peve, Managing Director, Business Innovation, DTCC

Jennifer Peve is Managing Director of Business Innovation at DTCC. Within this role, she oversees business development activities across the DTCC Solutions portfolio, working across the business, and with clients and third-party providers to identify opportunities for new product development as well as potential acquisitions, partnerships and mergers to broaden DTCC’s capabilities.

Jennifer Peve Bio (pdf)
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Stephen Scharf, Chief Security Officer

Stephen Scharf is Chief Security Officer (CSO) at The Depository Trust & Clearing Corporation. In this role he is responsible for centralizing and aligning the firm’s global information security, physical security, employee safety, and crisis/incident management functions, ensuring a comprehensive and holistic approach to risk management and resilience across the organization.

Stephen Scharf Bio (pdf)
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Matthew Stauffer, Managing Director, Head of Institutional Trade Processing

Matthew Stauffer is Managing Director, Head of Institutional Trade Processing at DTCC. Matt is responsible for overseeing DTCC’s middle-office trade processing solutions, including Central Trade Manager, Margin Transit Utility, OASYS, TradeSuite ID and ALERT as well as the GMEI utility, DTCC’s global GLEIF-accredited Local Operating Unit (LOU).

Matthew Stauffer Bio (pdf)
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John Straley, Executive Director of Institutional Trade Processing

John Straley is Executive Director of Institutional Trade Processing, with responsibility for DTCC’s Margin Transit Utility (MTU).

John joined DTCC in 2010 as Vice President of Strategy and Business Development, responsible for collateral management and the development of DTCC’s Global Trade Repository (GTR) service for commodities.

John Straley Bio (pdf)
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Dan Thieke, Managing Director, Business Risk and Resilience Management

Dan Thieke is Managing Director for Business Risk and Resilience Management at DTCC, responsible for overseeing Business Risk Management, Resilience Program Management, and the Recovery and Wind-Down functions, facilitating business ownership of overall resilience efforts.

Dan Thieke Bio (pdf)
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Alison (Ali) Wolpert, Managing Director, Government Relations

Alison (Ali) Wolpert serves as Managing Director and Head of Global Government Relations & Public Policy at DTCC where she is responsible for developing the firm’s legislative and regulatory engagement strategy to help shape policymaking that impacts the organization’s interests around the world.

Alison (Ali) Wolpert Bio (pdf)
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Valentino (Val) Wotton, Managing Director, Product Development and Strategy, Repository and Derivatives Services

Valentino (Val) Wotton is Managing Director of Product Development and Strategy, Repository and Derivatives Services at DTCC where he is responsible for overseeing the firm’s multi award-winning Global Trade Repository (GTR) service and Trade Information Warehouse (TIW).

Valentino (Val) Wotton Bio (pdf)
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