EXECUTIVE BIOS
Frank La Salla, President, CEO and Director of DTCC
Frank La Salla is President, CEO and Director of DTCC. He also serves as President and CEO of DTCC’s principal operating subsidiaries, DTC, FICC and NSCC.
Frank La Salla Bio (pdf)
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Lynn Bishop, Managing Director and Chief Information Officer
Lynn Bishop is Managing Director and Chief Information Officer (CIO) at The Depository Trust & Clearing Corporation (DTCC). As CIO, she is responsible for the ongoing development and testing of all the technology that supports DTCC’s post-trade infrastructure, communications networks, processing and messaging systems, as well as the IT applications underlying DTCC’s broad range of products and services.
Lynn Bishop Bio (pdf)
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Susan Cosgrove, Managing Director and Chief Financial Officer
Susan Cosgrove is Managing Director and Chief Financial Officer, leading DTCC’s global finance, treasury, strategic sourcing, real estate, corporate services, and new initiatives oversight teams. She is a member of DTCC’s Management Committee, Management Risk Committee and Co-chairs the Investment and Operating Committee.
Susan Cosgrove Bio (pdf)
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Timothy Cuddihy, Managing Director and Group Chief Risk Officer
Timothy Cuddihy is Managing Director and Group Chief Risk Officer, with global responsibility for all aspects of DTCC's Risk Management, including Credit, Market & Liquidity Risk, Model Risk, Operational Risk Management, Third Party Risk Management, Systemic Risk, Information Security and Technology Risk Management, Business Continuity Management and Global Security Management. He also has responsibility for DTCC's Enterprise Data Management program.
Timothy Cuddihy (pdf)
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Timothy Keady, Managing Director, President of DTCC Solutions and Chief Client Officer (CCO)
Timothy Keady is President of DTCC Solutions and Chief Client Officer (CCO). As President of DTCC Solutions, he is responsible for overseeing DTCC's Derivatives and Collateral, Institutional Trade Processing, Data Services businesses as well as DTCC’s Consulting Services practice. In his role as CCO, Tim leads all of DTCC's global client-facing teams, including Sales, Relationship Management, Client Services, Integration Services and Marketing & Communications.
Timothy Keady Bio (pdf)
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Jennifer Peve, Managing Director, Head of Strategy & Business Development
Jennifer Peve is Managing Director, Head of Strategy and Business Development at DTCC. In this role, Jennifer has overarching responsibility for the firm's global corporate strategy, digital product development and strategic partnerships and alliances, working across the business, and with clients and third-party providers, to identify opportunities for new product development as well as potential acquisitions, partnerships and mergers to broaden DTCC's capabilities.
Jennifer Peve Bio (pdf)
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Murray C. Pozmanter, Managing Director, President of DTCC Clearing Agency Services and Head of Global Business Operations
Murray C. Pozmanter is President of DTCC Clearing Agency Services and Head of Global Business Operations. He has responsibility for the development and marketing of products and services related to DTCC's post-trade processing of transactions across DTC, NSCC and FICC. In addition, he oversees DTCC’s Global Business Operations, with enterprise-wide oversight of all SIFMU clearance and settlement activities, asset servicing and underwriting, among other key operational functions.
Murray Pozmanter Bio (pdf)
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Keisha Bell, Managing Director, Head of Diverse Talent Management and Advancement
Keisha Bell is Managing Director and Head of Diverse Talent Management and Advancement at DTCC, where she is responsible for recruiting and retaining the best diverse talent and developing DTCC’s next generation of leaders through focused sponsorships and talent advancement strategies.
Keisha Bell Bio (pdf)
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Ann E. Bergin, Managing Director & General Manager, Wealth Management Services and Asset Services
Ann Bergin is Managing Director and General Manager, Wealth Management Services and Asset Services, for The Depository Trust & Clearing Corporation (DTCC). She is responsible for a business portfolio that supports domestic and global mutual funds, insurance and alternative investment products, and further enabling client delivery synergies across Asset Services.
Ann E. Bergin Bio (pdf)
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Chris Childs, Managing Director, Head of Repository & Derivatives Services, DTCC Chief Executive Officer & President, DTCC Deriv/SERV LLC
Chris Childs is Managing Director, Head of Repository & Derivatives Services at DTCC and Chief Executive Officer & President of DTCC Deriv/SERV LLC, responsible for development and daily operations of Deriv/SERV products, including DTCC’s multi-award-winning Global Trade Repository (GTR) service and Trade Information Warehouse (TIW).
Chris Childs Bio (pdf)
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Cornelia Dagdag, Managing Director – Sales and Solution Delivery, Asia Pacific
Cornelia “Nellie” Dagdag is Managing Director for APAC Marketing & Communications and Regional Administrative Manager for Asia Pacific at DTCC. Based in the Philippines, Nellie is responsible for ensuring a fulsome approach to engaging clients in Asia Pacific by delivering integrated marketing, communications and client engagement programs in support of Asia Pacific sales, revenue targets and business objectives. Nellie also spearheads establishing a strong industry presence and company reputation in the region through client events and partnerships with key infrastructure providers and industry associations.
Cornelia Dagdag Bio (pdf)
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Andrew Douglas, Managing Director, Government Relations for EMEA and Asia
Andrew plays a key role in representing DTCC's public policy positions to officials of the European Union and its Member States, the United Kingdom and multiple jurisdictions in Asia. He represents DTCC in dealings with other European and UK organizations, such as regulators, central banks and industry trade associations.
Andrew Douglas Bio (pdf)
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Jason Harrell, Managing Director, Operational and Technology Risk and Head of External Engagement
Jason Harrell is Managing Director and Head of External Engagement at DTCC, where he leads the firm's global advocacy and engagement for cybersecurity and cyber resilience, new and emerging technology, and outsourcing/third-party risk management.
In this role, Jason partners with industry peers, supervisors and regulators, international standards-setting bodies, government officials and trade associations to address policy initiatives and implement solutions that improve the overall resilience
of the financial services sector.
Jason Harrell Bio (pdf)
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Michele Hillery, General Manager of Equity Clearing and DTC Settlement Service
Michele Hillery is General Manager of Equity Clearing and DTC Settlement Service at The Depository Trust & Clearing Corporation (DTCC). In this role, Michele has direct responsibility for the day-to-day management of equity clearing for trades executed on the major U.S. exchanges and other equity trading venues. She also oversees our ongoing efforts to collaborate with and build industry support for modernizing and transforming DTCC’s core businesses.
Michele Hillery Bio (pdf)
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Jim Hraska, Managing Director, Clearing Agency Services, DTCC
Jim Hraska is Managing Director, Clearing Agencies Services at DTCC. Within this role, he is responsible for the Fixed Income clearing agency product group, overseeing all of FICC's products and services. He also leads FICC's efforts in identifying and delivering new value-added initiatives such as expanding buy-side participation in FICC clearing services as well as implementing product and process enhancements to further increase efficiency and reduce risk across the industry.
Jim Hraska Bio (pdf)
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Eugene Ing, Executive Director, GMEI Product Management, DTCC
Eugene Ing is Executive Director of DTCC’s GLEIF-accredited Global Markets Entity Identifier Utility (GMEI utility), which is part of the firm’s Institutional Trade Processing suite of products. The GMEI utility is the most mature and largest Local Operating Unit (LOU) on the market, and his team is currently focused on rolling out a new platform and preparing for the upcoming LEI reference standards.
Eugene Ing Bio (pdf)
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Matt Johnson, Director, ITP Product Management & Industry Relations
Matt Johnson serves as a Director on the ITP Industry Relations and participates on the Strategic Initiatives team at DTCC. Within this role, Matt is responsible for collaborating with his product management peers to develop a robust and comprehensive strategy for the firm’s Institutional Trade Processing (ITP) suite of services to ensure it meets evolving client and industry needs in Europe and beyond.
Matt Johnson Bio (pdf)
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Laura Klimpel, General Manager of Fixed Income Clearing Corporation (FICC) & Head of SIFMU Business Development
Laura Klimpel serves General Manager of DTCC’s Fixed Income Clearing Corporation (FICC) and as Head of SIFMU Business Development at the firm. . Within these roles, Laura focuses on expanding FICC's clearance and settlement services to a broader array of market participants, as well as enhancing FICC's existing service offerings to further reduce risk and provide optimal capital and operational efficiencies to member firms.
Laura Klimpel Bio (pdf)
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Priya Kundamal, General Manager, Head of DTCC Data Repository, Singapore Pte. Ltd. (DDRS)
Priya Kundamal is General Manager and Head of DTCC Data Repository, Singapore Pte. Ltd, the Singapore-based subsidiary of DTCC’s Global Trade Repository (GTR) service that provides OTC derivatives trade reporting to the Australian Securities and Investments Commission (ASIC) and the Monetary Authority of Singapore (MAS).
Priya Kundamal Bio (pdf)
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David LaFalce, Managing Director, Global Head of Security and Business Continuity
David is the Global Head of Security and Business Continuity at DTCC. He is an industry leader in critical infrastructure protection with an extensive background in business continuity, physical security, IT security, and mission critical facilities. He has held the senior business continuity, security, and risk roles at major financial utilities which operate as part of the nation’s critical infrastructure.
David LaFalce Bio (pdf)
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Michael Leibrock, Managing Director, Credit and Systemic Risk
Michael Leibrock is a Managing Director in DTCC’s Financial and Operational Risk Management division, with primary oversight for the Counterparty Credit Risk and Systemic Risk functions. He is responsible for the analysis, approval and ongoing credit surveillance for all members of DTCC’s clearing agencies.
Michael Leibrock Bio (pdf)
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Timothy Lind, Managing Director of DTCC Data Services
Timothy Lind serves as Managing Director of DTCC Data Services, where he is responsible for guiding the firm’s data businesses, including services that leverage the vast amounts of data derived from DTCC’s global processing platforms while ensuring on-going alignment with all risk management and regulatory requirements.
Timothy Lind Bio (pdf)
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Robert Palatnick, Managing Director and Global Head of Technology Research and Innovation
Robert Palatnick is a Managing Director and Global Head of Technology Research and Innovation at DTCC, where he has responsibility for driving technology innovation at the firm and leads a number of key technology initiatives, including cloud, automation, machine learning, big data analytics and distributed ledger technologies.
Robert Palatnick Bio (pdf)
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Nashira Spencer Managing Director, Chief Security Officer
Nashira Spencer serves as Managing Director and Chief Security Officer at DTCC. In this role, Nashira is responsible for managing DTCC’s enterprise-wide global information security, physical security, employee safety, crisis/incident management functions and operational risk management, ensuring a comprehensive and holistic approach to risk management and supporting resilience efforts across the organization.
Nashira Spencer Bio (pdf)
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Matthew Stauffer, Managing Director, Head of Institutional Trade Processing, DTCC President & Chief Executive Officer, DTCC ITP LLC.
Matthew Stauffer is Managing Director, Head of Institutional Trade Processing at President & Chief Executive Officer, DTCC ITP LLC. Matt is responsible for overseeing DTCC’s middle-office trade processing solutions, including Central Trade Manager, Margin Transit Utility, OASYS, TradeSuite ID and ALERT as well as the GMEI utility, DTCC’s global GLEIF-accredited Local Operating Unit (LOU).
Matthew Stauffer Bio (pdf)
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Bob Stewart, Executive Director, Institutional Trade Processing
Bob Stewart serves as Executive Director of Institutional Trade Processing (ITP) at DTCC where he is responsible for leading critical industry initiatives that drive further automation in the institutional post-trade process. Within this role, he partners with the industry to achieve the ITP vision and strategy to drive an integrated post-trade lifecycle through settlement finality.
Bob Stewart Bio (pdf)
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Dan Thieke, Managing Director, Head of SIFMU Program Management
Dan Thieke is Managing Director and Head of Program Management for DTCC’s SIFMU businesses, with a specific focus on the overall strategy and program management of DTCC’s multi-year modernization effort to rearchitect services, systems and operational processes across business areas and successfully deliver a modern, flexible and digital infrastructure for the post-trade marketplace.
Dan Thieke Bio (pdf)
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Alison (Ali) Wolpert, Managing Director and Head of Global Government Relations
Alison (Ali) Wolpert serves as Managing Director and Head of Global Government Relations at DTCC where she is responsible for developing the firm’s legislative and regulatory engagement strategy to help shape policymaking that impacts the organization’s interests around the world.
Alison (Ali) Wolpert Bio (pdf)
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Valentino (Val) Wotton, Managing Director, Product Development and Strategy, Repository and Derivatives Services
Valentino (Val) Wotton is Managing Director of Product Development and
Strategy, Repository and Derivatives Services at DTCC where he is
responsible for overseeing the firm’s multi award-winning Global Trade
Repository (GTR) service, DTCC Report Hub and Trade Information
Warehouse (TIW).
Valentino (Val) Wotton Bio (pdf)
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