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Issue Eligibility

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Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)

Additional Resources

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    1042-S Classification Announcements

    DTCC’s 1042-S Classification Tax Event Announcements provide classification information on distributions that have multiple components for IRS Form 1042-S.

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    Check for news updates about 1042-S Classification Announcements, allowing users to conduct individual inquires on a CUSIP.

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  • Legal

    Download important legal notices about 1042-S Classification Announcements which provides a centralized location for year-end tax reporting information.

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