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Issue Eligibility

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Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)

Additional Resources

  • FPO

    Secondary Market Eligibility

    This program at DTCC allows participants to submit eligibility requests for already-issued, outstanding securities. Learn more how Secondary Market Eligibility works!

  • News

    Read the latest news updates about DTCC Secondary Market Eligibility Program for DTC participants. Visit the website to learn how settlement and asset services work.

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  • Legal

    Get legal information about the DTCC Secondary Market Eligibility Program including important notices, SEC rule filings, rules and procedures. Download here.

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