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Issue Eligibility

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May 10, 2021 Emergency Rider to Letter of Securities Possession .pdf

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

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    Secondary Market Eligibility

    This program at DTCC allows participants to submit eligibility requests for already-issued, outstanding securities. Learn more how Secondary Market Eligibility works!

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