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Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

    B18229-23

    Mar 13, 2023 Securities Processing Destruction of Non-Transferable Securities Certificates

    B18010-23

    Jan 30, 2023 Securities Processing Destruction of non-Transferable Securities Certificates

    B17658-22

    Nov 21, 2022 Securities Processing Destruction of Non-Transferable Securities Certificates

    B17345-22

    Sep 09, 2022 Securities Processing Destruction of Non-Transferable Securities Certificates

    16923-22

    May 20, 2022 Securities Processing Depositary Receipts Subject to Directives Issued by the Department of the Treasury’s
    Office of Foreign Assets Control (OFAC).

    15238-21

    May 27, 2021 Securities Processing DTC Tax Form Sharing Initiative

    15153-21

    May 13, 2021 Securities Processing Business Continuity and Disaster Recovery – Testing Schedule -

    14805-21

    Apr 06, 2021 Securities Processing Section 3(c)(7) restrictions for owners of: TCI-Flatiron CLO 2018-1 Ltd

    14968-21

    Apr 06, 2021 Securities Processing Section 3(c)(7) restrictions for owners of Rule 144A Global Notes of OMERS Finance Trust

    14966-21

    Apr 06, 2021 Securities Processing Section 3(c)(7) restrictions for owners of: TCI-Flatiron CLO 2018-1 Ltd. and TCI-Flatiron CLO 2018-1 LLC

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Important Notices Archive

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MBS898-20

Aug 31, 2020 Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon

a8893

Aug 31, 2020 New Features Now Available in NSCC Risk Client Portal

13049-20

Aug 31, 2020 Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

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