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Issue Eligibility

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May 10, 2021 Emergency Rider to Letter of Securities Possession .pdf

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

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  • FPO

    New Issue Eligibility

    Our New Issue Eligibility program allows underwriters and other DTC Participants to submit eligibility requests for new and secondary security offerings. Learn more.

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    Check for news updates about DTCC's New Issue Eligibility program specifically built for lead managers, underwriters, placement agents and other DTC participants.

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  • Legal

    Download the legal information about the New Issue Eligibility program in the form of important notices, by-laws, rules and procedures. Learn more about its benefits.

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