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Issue Eligibility

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Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)

Additional Resources

  • FPO

    New Issue Eligibility

    DTCC's New Issue Eligibility program allows newly issued securities and secondary offerings to become eligible for the depository & book-entry services of DTC.

    Overview
  • News

    Get the latest news & white papers about DTCC's New Issue Eligibility program, specifically built for underwriters, placement agents and other DTC participants.

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  • Legal

    Download legal information about the New Issue Eligibility program in the form of notices, by-laws & rules. Enter the website to learn more.

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