Record Layouts

ACATS (IPS)/BIN/REP/BEN - Inforce Transactions (IFT)

• Inforce Transactions (IFT) Layouts (MS-Excel .xls, 2.13MB, Updated 06/2022)

Asset Pricing

• NSCC Annuity Asset Pricing Record (AAP) Layouts (MS-Excel .xls, 451KB, Updated 03/2023)

Attachments

• Attachments Data Dictionary (MS-Excel .xlsx, 42.1KB, Updated 07/2022)
• Attachments Implementation Guide (MS-Word .doc, 1.21MB, Updated 12/2021)
• Attachments Technical Reference Guide (MS-Word .doc, 449KB, Updated 10/2019)
• Attachments Connectivity Guide (MS-Word .doc, 423KB, Updated 10/2019)
• Attachments WSDLs and Schemas  (ZIP Archive. zip, 9.76KB, Updated 07/2022)
• Attachments XML Samples (ZIP Archive .zip, 16.2KB, Updated 05/2009)

Attachments Access

• Attachments Access User and Implementation Guide (Acrobat .pdf, 2.02MB, Updated 07/2012)

Commissions

• Commission Record Layout (MS-Excel .xlsx, 400KB, Updated 07/2022)

Financial Activity Reporting

• NSCC FAR Record Layouts (MS-Excel .xlsx, 1.16MB, Updated 08/2023)
• FAR Import Documentation: Report Sample and Specification (MS-Excel .xls, 33.5KB, Current Version)
• FAR Import Documentation: Code List Translation (Acrobat .pdf, 18KB, Updated 06/2008)
• FAR to Asset Managers (FAM) Record Layout (MS-Word .doc, 401KB, Updated 01/2023)

InForce Web Transactions (IFW) - Fund Transfers/Withdrawals/Arrangements/Non-Financial

• IFT Sample Messages (ZIP Archive .zip, 98.6KB, Updated 10/2019)
• IFT Web Services Implementation Guide (MS-Word .doc, 173KB, Updated 12/2017)
• IFT Web Services Technical Reference Guide  (Acrobat .pdf, 139KB, Updated 12/2017)
• IFT Web Services Connectivity Guide  (MS-Word .doc, 80.0KB, Updated 10/2019)
• IFT WSDL's and Schemas  (ZIP Archive .zip, 46KB, Updated 07/2023)
• IFT Web Services Message Data Dictionary  (MS-Excel .xls, 394KB, Updated 07/2023)
• Change Password WSDL and Schema  (MS-Excel .xls, 2.94MB, Updated 05/2018)

IFT Access

• IFT Access Upload Instructional Guide  (Acrobat .pdf, 766KB, Updated 08/2009)
• IFT Import Specifications  (MS-Excel .xls, 68.5KB, Updated 09/2019)
• IFT Activity Template  (MS-Excel .xls, 33KB, Updated 05/2010)
• IFT Import Template  (MS-Excel .xls, 84.5KB, Updated 09/2019)
• IFT Access - How to Download Data File Procedure  (Acrobat .pdf, 453KB, Updated 05/2019)
• IFT Access Upload Template (BIN REP)  (MS-Excel .xls, 149KB , Updated 09/2020)
• IFT Access Upload Template (BDR)  (MS-Excel .xls, 153KB , Updated 09/2020)

Initial Application (APP) and Subsequent Premium (SUB)

• NSCC APP/SUB Record Layouts  (MS-Excel .xlsx, 3.8MB, Updated 09/2023)

Insurance Information Exchange

• Insurance Information Exchange (IIEX)  (Acrobat .pdf, 12.6MB, Updated 01/2021)
• CST Record Layout (MS-Excel .xls, 187KB)
• FET Data Dictionary (MS-Excel .xls, 131KB Updated 03/2023)
• FET Schema (ZIP Archive. zip, 37KB)

Licensing & Appointments

• Training Vendor Input File Reject Codes  (MS-Excel .xls, 30KB, Updated 11/2011)
• Training Vendor Input File (Comma Delimited - Variable Length)  (MS-Excel .xls, 186KB, Updated 11/2022)
• L&A Record Layouts  (MS-Excel .xls, 1.38MB, Updated 10/2022)

LNA Access

• LNA Access - How to Download Data File Procedure  (Acrobat .pdf, 485KB, Updated 05/2019)
• LNA Activity Template  (MS-Excel.xls, 45KB, Updated 05/2019)
• LNA Import Specifications  (MS-Excel.xls, 82.5KB, Updated 09/2019)
• LNA Import Sample  (MS-Excel .xls, 68KB, Updated 09/2020)
• LNA Import Template  (MS-Excel .xls, 233KB, 04/2017)

Money Settlement

• Tolerance Monitoring of I&RS Service Settlement Amounts  (Acrobat .pdf, 82KB, Updated 04/2021)
• NSCC Money Settlement Detail (MSD) Record Layout  (Acrobat .pdf, 17KB, Updated 12/2016)
• MSD Canned File (Text .txt, 1.66KB, Current Version)
• Money Settlement System (MSS) Record Layout (Acrobat .pdf, 142KB, Updated 11/2020)
• MSS Canned File (Text .txt, 1KB, Current Version)

Positions & Valuations

• PVF/PNF/PFF Layouts (MS-Excel .xls, 1.14MB, Updated  09/2023)
• PRP Retirement Plans Record Layouts (MS-Excel .xls, 834KB, Updated 07/2022)

Producer Management Portal

• DTCC Producer Management Portal (PMP) Implementation Guide (Acrobat .pdf, 474KB, Updated 06/2013)  
• DTCC Producer Management Portal Data Dictionary  
• DTCC Producer Management Portal Schemas & WDSLs (.zip, 12.0KB, Updated 09/2020)

Reject Processing Guidelines

• Reject File Processing (Acrobat .pdf, 14KB, Updated 06/2009)

Settlement Processing for Insurance^SM

• Settlement Processing Implementation Guide (Acrobat .pdf, 316KB, Updated 03/2023)
• Settlement Record Layouts (MS-Excel.xls, 492KB, Updated 07/2023)

DataTrak and AutoRoute

• DataTrak Record Layouts (MS-Excel .xls, 71KB, Current Version)
• PCWeb Input Example (Acrobat .pdf, 11KB, Current Version)
• AutoRoute Record Layouts (MS-Excel .xls, 51KB, Current Version)
• PCWeb Output Example (Acrobat .pdf, 12KB, Current Version)